Regulations

Bond Bond is the financial instruments where the investor acts as a creditor and the issuer as a debtor. The creditor receives regular interest payments over a set period and gets the principal back at maturity. Common types of debt instruments include treasury bills, government bonds, and corporate debentures. Source: SEC and SET

Shareholders’ Meeting The shareholders’ meeting is hosted to provide an opportunity for the shareholders, as the company’s owner, to take part in the decision making process of significant topics besides the ones which have been authorized to the company’s director e.g. decision on the annual financial statements, dividend payment, appointment of directors. A listed company

Infrastructure Trust An Infrastructure Trust is a fund mobilizing tool for investments in infrastructure projects that benefit the public on a large scale both in Thailand and abroad, such as rail or pipeline transportation systems, electricity, water supply, roads, expressways or concession routes, airports or airfields, deep-sea ports, telecommunication or infrastructure in information technology and

Infrastructure Fund (IFF) A mutual fund established to raise funds from general investors including retail and institutional investors, with proceeds going toward infrastructure projects that benefit the public on a large scale and are vital to Thailand’s economic growth and development. Source: SEC and SET

Initial Coin Offering (ICO)  An initial coin offering (ICO) is a type of capital-raising activity in the cryptocurrency and blockchain environment. The ICO can be viewed as an initial public offering (IPO) that uses cryptocurrencies. Source: SEC https://www.sec.or.th/…/Law…/InitialCoinOffering.aspx…

PP-SME PP or Private Placement is a new opportunity for Limited Company / SME / STARTUP to raise fund in capital market of Thailand, in the form of Equity or Convertible Debenture (“CD”), regulated by SEC PP-SME is different from IPO, as IPO is offered to Public however PP-SME is offered to Private Placement or specific

Crowdfunding  Crowdfunding is a way to raise funds for a specific cause or project by asking a large number of people to donate money, usually in small amounts, and usually during a relatively short period of time, such as a few months. Crowdfunding is done online, often with social networks, which make it easy for

Real Estate Investment Trust (REIT) Real Estate Investment Trust (REIT) is a fund mobilizing vehicle for business entities to finance the current activity or to develop a new project. A REIT provides investors with an alternative in investment, and benefits from investing in real estate projects without having to put up a sizable outlay as

What is PO-SME? PO-SME is an offering of newly issued shares for being a Live Exchange listed company, as well as an offering of the securities of a Live Exchange Market listed company of small and medium enterprises and start-up enterprises.  Offering of shares under the PO – SME scheme is a fundraising option for